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Mr. Simmonds is a Chartered Accountant with over 30 years of senior management experience in the Investment industry.  Over the course of his career he has spent more than 15 years as Chief Compliance Officer for both domestic and global organizations providing investment management services to institutional and high net worth clients.

James Simmonds

Chief Compliance Officer


Regulatory Compliance and Governance Executive, Asset Management


  • Chair Independent Review Committee – Excel Funds

  • Chief Compliance Officer - TD Asset Management, TD Private Investment Counsel, TD Mutual Funds

  • Chief Compliance Officer - Gluskin Sheff + Associates

  • Executive Director, Global Compliance - UBS 





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1133 Yonge St, Suite 600, Toronto, ON M4T 2Y7

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