As the Chief Compliance Officer, Amy leads the firm’s regulatory and compliance efforts. With over 20 years of senior management experience in the banking and securities industries, Amy has spent over 15 years as the Chief Compliance Officer of deposit taking and asset management organizations. Amy is a Chartered Public Accountant (CPA, CA), a Chartered Financial Analyst (CFA) charterholder and a Certified Anti-Money Laundering Specialist (CAMS).